Diego J. Martinez

FINACCESS ADVISORS

Miami, FL 33131

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CRD#: 5766604

Professional summary

Diego Javier Martinez, who also goes by Diego Martinez, is a registered financial advisor currently at FINACCESS ADVISORS, LLC located in Miami, Florida.

Diego is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Diego has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Diego Martinez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diego Javier Martinez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2018 - Present

FINACCESS ADVISORS, LLC

Office #1: 1111 Brickell Avenue Suite 2600, Miami, FL 33131

RIA

CRD#: 150697

Miami, FL

Past

March 31, 2017 - November 24, 2017

CITI PRIVATE ALTERNATIVES, LLC

CRD#: 153777

Miami, FL

Past

August 16, 2013 - November 24, 2017

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MIAMI, FL

Past

August 14, 2013 - November 24, 2017

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MIAMI, FL

Past

January 11, 2011 - July 29, 2013

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

BAL HARBOUR, FL

Past

August 31, 2010 - July 29, 2013

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

BAL HARBOUR, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINACCESS ADVISORS, LLC

CRD#: 150697 / SEC#: 801-71013

RIA

Registered Investment Advisory firm - (12/17/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/6/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/24/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/30/2010

General Securities Representative Examination

Current Firm

FINACCESS ADVISORS, LLC

CRD#: 150697 / SEC#: 801-71013

RIA

Registered Investment Advisory firm - (12/17/2009 Approved)

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Contact information

Main Address

1111 Brickell Avenue Suite 2600, Miami, FL 33131

Mailing Address

Phone number

(305) 377-1112

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FINACCESS ADVISORS FORM ADV BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	169
AUM (Assets Under Management)	$ 4,021,350,321

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Diego J. Martinez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diego Javier Martinez's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITI PRIVATE ALTERNATIVES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

FINACCESS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/6/2011

SIE

Date: 11/24/2017

Series 7

Date: 8/30/2010

Current Firm

FINACCESS ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINACCESS ADVISORS, LLC

TRUST BUT VERIFY

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