John D. Vivrett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John David Vivrett was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2010. John had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2016 - April 9, 2020
SALIENT CAPITAL ADVISORS, LLC
May 20, 2016 - April 9, 2020
SALIENT CAPITAL L.P.
June 3, 2013 - May 13, 2016
CROSSMARK GLOBAL INVESTMENTS, INC.
December 19, 2011 - May 13, 2016
CROSSMARK DISTRIBUTORS, INC.
September 8, 2010 - July 26, 2011
CHASE INVESTMENT SERVICES CORP.
July 5, 2010 - August 19, 2010
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationSeries 6TO
Date: 12/22/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
SALIENT CAPITAL ADVISORS, LLC
CRD#: 153914 / SEC#: 801-71482
Contact information
Regulatory assets under management
| Total Number of Accounts | 337 |
| AUM (Assets Under Management) | $ 2,093,792,845 |
Red Flags
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