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TD

Thomas C. Davis

TALOS MARKETS LLC
NEW YORK, NY 10010
Some features on this profile are disabled
CRD#: 5766370
TD

Professional summary

Thomas Charles Davis is a registered financial professional currently at TALOS MARKETS LLC located in New York, New York.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2010. Thomas has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Charles Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 5, 2025 - Present

TALOS MARKETS LLC

Office #1: 300 Park Avenue South, Fl 9, New York, NY 10010
BD
CRD#: 335474
NEW YORK, NY
Past

February 2, 2024 - August 19, 2024

MBS SOURCE ETRADING, INC.

BD
CRD#: 164958
MERCER ISLAND, WA
Past

August 6, 2015 - November 14, 2023

MARKETAXESS CORPORATION

BD
CRD#: 44542
New York, NY
Past

December 16, 2013 - July 16, 2015

OPPENHEIMER & CO. INC.

BD
CRD#: 249
MELVILLE, NY
Past

April 8, 2010 - June 12, 2013

STANDARD CREDIT SECURITIES INC.

BD
CRD#: 42813
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(11/19/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/18/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/7/2010
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/21/2020
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TM
TALOS MARKETS LLC
TALOS MARKETS LLC

CRD#: 335474 / SEC#: , 8-71374

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
300 Park Avenue South, Fl 9, New York, NY 10010
Mailing Address
300 Park Avenue South, Fl 9, New York, NY 10010
Phone number
(212) 479-8143
Established
Delaware since 02/13/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TALOS GLOBAL, INC.SOLE MEMBER
BEVAUN, MARLONFINOP6259795
JORDAN, CHRISTOPHER SHANECHIEF COMPLIANCE OFFICER2843281
PESCHKO, JOSHUA PATRICKCHIEF EXECUTIVE OFFICER8112413

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TALOS MARKETS LLC

CRD#: 335474New York, NY 10010

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