Thomas C. Davis
Professional summary
Thomas Charles Davis was a registered financial professional .
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2010. Thomas had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2025 - Present
Office #1: 300 Park Avenue South, Fl 9, New York, NY 10010
February 2, 2024 - August 19, 2024
MBS SOURCE ETRADING, INC.
August 6, 2015 - November 14, 2023
MARKETAXESS CORPORATION
December 16, 2013 - July 16, 2015
OPPENHEIMER & CO. INC.
April 8, 2010 - June 12, 2013
STANDARD CREDIT SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current firm
No current employment
Red Flags
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