JA
Jennifer E. Anderson
ROCKEFELLER FINANCIAL LLC
Winter Park, FL 32789
Some features on this profile are disabled
CRD#: 5766353
JA
Professional summary
Jennifer Elise Anderson, CFA, who also goes by Jennifer E Anderson, is a registered financial advisor currently at ROCKEFELLER FINANCIAL LLC located in Winter Park, Florida.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Jennifer has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jennifer E Anderson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Rollins Crumme Graduate School of Business, 1000 Holt Ave, Winter Park, FL, 32789 . Higher Education; Alumni Board of Directors Member; 8/15/2017; 7 hours per month and zero hours during trading hours. Alumni relationships Delta Zeta Sorority - Rollins College, Pi Theta Chapter, 1000 Holt Ave, Winter Park, FL, 32789; National Panhellenic - Social Organzation; Alumni Advisory Board Member - Recruitment Advisor; 1/1/2013; 7 hours per month and zero hours during trading hours.; Advising current Delta Zeta members at Rollins College while working with regional and national representatives.
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Elise Anderson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Elise Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 17, 2023 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 271 West Canton Ave., Suite 100, Winter Park, FL 32789RIA
BD
CRD#: 291361
Winter Park, FL
Current
February 17, 2023 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 271 West Canton Ave., Suite 100, Winter Park, FL 32789RIA
BD
CRD#: 291361
Winter Park, FL
Past
November 3, 2015 - February 27, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
WINTER PARK, FL
Past
September 15, 2015 - February 27, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
WINTER PARK, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2023)
RR
California(2/17/2023)
RR
Colorado(2/17/2023)
RR
Connecticut(2/17/2023)
RR
Florida(2/17/2023)
IAR
Florida(4/10/2023)
RR
Georgia(2/17/2023)
RR
Illinois(2/17/2023)
RR
Indiana(2/17/2023)
RR
Kansas(9/6/2023)
RR
Louisiana(2/17/2023)
RR
Maine(2/17/2023)
RR
Massachusetts(2/17/2023)
RR
Michigan(2/17/2023)
RR
Minnesota(2/17/2023)
RR
Montana(8/5/2025)
RR
New Jersey(2/17/2023)
RR
New York(2/17/2023)
RR
North Carolina(2/17/2023)
RR
North Dakota(2/17/2023)
RR
Ohio(2/17/2023)
RR
Oklahoma(2/17/2023)
RR
Pennsylvania(2/17/2023)
RR
Rhode Island(2/17/2023)
RR
South Carolina(2/17/2023)
RR
Tennessee(2/17/2023)
RR
Texas(2/17/2023)
IAR
Texas(2/17/2023)
RR
Utah(2/17/2023)
RR
Virginia(2/17/2023)
RR
Washington(2/17/2023)
RR
West Virginia(2/17/2023)
RR
Wisconsin(2/17/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Phone number
(212) 549-5100
Established
Delaware since 10/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
824
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
