James C. Beynon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Campbell Beynon, who also goes by Jimmy C Beynon, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2010. James had worked at 3 firms and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2018 - February 9, 2024
DOUGLAS SCOTT SECURITIES, INC.
September 10, 2012 - March 15, 2018
DOUGLAS SCOTT SECURITIES, INC.
January 21, 2011 - August 16, 2011
GUARDIAN DIRECT ENERGY PROGRAMS, INC.
March 16, 2010 - January 7, 2011
DBA THE DELTA COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DOUGLAS SCOTT SECURITIES, INC.
CRD#: 39032 / SEC#: , 8-48506
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
