Alex R. Kilian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex Ryan Kilian, CFP®, who also goes by Alex Kilian, was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 2012. Alex had worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2016 - February 1, 2021
ALDRICH WEALTH LP
October 29, 2014 - December 23, 2015
MCGEE WEALTH MANAGEMENT, INC.
September 11, 2013 - January 5, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 5, 2013 - May 31, 2013
TRANCEKA CAPITAL, LLC
August 6, 2012 - April 19, 2013
MORGAN STANLEY
July 6, 2012 - April 19, 2013
MORGAN STANLEY
Primary Firm SEC Registration
ALDRICH WEALTH LP
CRD#: 147200 / SEC#: 801-69190
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALDRICH WEALTH LP
CRD#: 147200 / SEC#: 801-69190
Contact information
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,435 |
| AUM (Assets Under Management) | $ 6,466,230,295 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
