NR
Nicolas Rey
TASTYTRADE
Chicago, IL 60607
Some features on this profile are disabled
CRD#: 5765938
NR
Professional summary
Nicolas Rey, who also goes by Nicholas Rey, is a registered financial professional currently at TASTYTRADE, INC. located in Chicago, Illinois.
Nicolas is registered as a RR (Registered Representative) and started their career in finance in 2010. Nicolas has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Nicholas Rey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Nicolas Rey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 10, 2026 - Present
TASTYTRADE, INC.
Office #1: 1330 West Fulton Street Suite 600, Chicago, IL 60607BD
CRD#: 277027
Chicago, IL
Past
February 28, 2025 - December 4, 2025
ALLY INVEST ADVISORS
RIA
CRD#: 170301
Jacksonville, FL
Past
February 14, 2025 - December 4, 2025
ALLY INVEST SECURITIES LLC
BD
CRD#: 136131
CHARLOTTE, NC
Past
June 24, 2024 - October 8, 2024
EDWARD JONES
RIA
CRD#: 250
St Johns, FL
Past
June 21, 2024 - October 8, 2024
EDWARD JONES
BD
CRD#: 250
St Johns, FL
Past
October 2, 2019 - June 20, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JACKSONVILLE, FL
Past
September 16, 2019 - June 20, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
JACKSONVILLE, FL
Past
July 14, 2015 - July 1, 2019
BCP SECURITIES, INC.
BD
CRD#: 27063
MIAMI, FL
Past
July 27, 2010 - July 7, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JACKSONVILLE, FL
Past
July 1, 2010 - July 7, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
JACKSONVILLE, FL
Past
May 12, 2010 - June 9, 2010
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
JACKSONVILLE, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/10/2026)
RR
Alaska(4/10/2026)
RR
Arizona(4/10/2026)
RR
Arkansas(4/10/2026)
RR
California(4/10/2026)
RR
Colorado(4/10/2026)
RR
Connecticut(4/10/2026)
RR
Delaware(4/10/2026)
RR
District of Columbia(4/10/2026)
RR
Florida(4/10/2026)
RR
Georgia(4/10/2026)
RR
Hawaii(4/10/2026)
RR
Idaho(4/10/2026)
RR
Illinois(4/10/2026)
RR
Indiana(4/10/2026)
RR
Iowa(4/10/2026)
RR
Kansas(4/10/2026)
RR
Kentucky(4/10/2026)
RR
Louisiana(4/10/2026)
RR
Maine(4/10/2026)
RR
Maryland(4/10/2026)
RR
Massachusetts(4/10/2026)
RR
Michigan(4/10/2026)
RR
Minnesota(4/10/2026)
RR
Mississippi(4/10/2026)
RR
Missouri(4/10/2026)
RR
Montana(4/10/2026)
RR
Nebraska(4/10/2026)
RR
Nevada(4/10/2026)
RR
New Hampshire(4/10/2026)
RR
New Jersey(4/10/2026)
RR
New Mexico(4/10/2026)
RR
New York(4/10/2026)
RR
North Carolina(4/10/2026)
RR
North Dakota(4/10/2026)
RR
Ohio(4/10/2026)
RR
Oklahoma(4/10/2026)
RR
Oregon(4/10/2026)
RR
Pennsylvania(4/10/2026)
RR
Puerto Rico(4/10/2026)
RR
Rhode Island(4/10/2026)
RR
South Carolina(4/10/2026)
RR
South Dakota(4/10/2026)
RR
Tennessee(4/10/2026)
RR
Texas(4/10/2026)
RR
Utah(4/10/2026)
RR
Vermont(4/10/2026)
RR
Virgin Islands(4/10/2026)
RR
Virginia(4/10/2026)
RR
Washington(4/10/2026)
RR
West Virginia(4/10/2026)
RR
Wisconsin(4/10/2026)
RR
Wyoming(4/10/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TASTYTRADE, INC.
TASTYTRADE, INC. | TASTYWORKS, INC.
CRD#: 277027 / SEC#: , 8-69649
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1330 West Fulton Street Suite 600, Chicago, IL 60607
Mailing Address
1330 West Fulton Street Suite 600, Chicago, IL 60607
Phone number
(312) 724-7075
Established
Delaware since 06/22/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TASTYLIVE, INC. | OWNER | |
| ADLER, KERRY ANN PATRICIA | INTERIM CHIEF COMPLIANCE OFFICER | 3269947 |
| BRASIL DE OLIVEIRA, LUIS FERNANDO | CHIEF OPERATING OFFICER | 5652832 |
| CHIOU, JASON | HEAD OF CLIENT BROKERAGE SERVICES | 6757512 |
| GRACE, CHRISTOPHER WILLIAM | HEAD OF BROKERAGE TRADING OPERATIONS | 5985000 |
| MONTERRUBIO, DAMON | AML COMPLIANCE OFFICER | 5565532 |
| SLOAN, JACQUELINE LEE | FINOP | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
