Nicolas Rey

TASTYTRADE

CHICAGO, IL 60607

Some features on this profile are disabled

CRD#: 5765938

Professional summary

Nicolas Rey, who also goes by Nicholas Rey, is a registered financial professional currently at TASTYTRADE, INC. located in Chicago, Illinois.

Nicolas is registered as a RR (Registered Representative) and started their career in finance in 2010. Nicolas has worked at 7 firms and has passed the Series 66, Series 3, SIE, Series 7, Series 10 and Series 9 exams.

Aliases

Nicholas Rey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicolas Rey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 10, 2026 - Present

TASTYTRADE, INC.

Office #1: 1330 West Fulton Street Suite 600, Chicago, IL 60607

CRD#: 277027

CHICAGO, IL

Past

February 28, 2025 - December 4, 2025

ALLY INVEST ADVISORS

RIA

CRD#: 170301

Jacksonville, FL

Past

February 14, 2025 - December 4, 2025

ALLY INVEST SECURITIES LLC

CRD#: 136131

CHARLOTTE, NC

Past

June 24, 2024 - October 8, 2024

EDWARD JONES

RIA

CRD#: 250

St Johns, FL

Past

June 21, 2024 - October 8, 2024

EDWARD JONES

CRD#: 250

St Johns, FL

Past

October 2, 2019 - June 20, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JACKSONVILLE, FL

Past

September 16, 2019 - June 20, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

JACKSONVILLE, FL

Past

July 14, 2015 - July 1, 2019

BCP SECURITIES, INC.

CRD#: 27063

MIAMI, FL

Past

July 27, 2010 - July 7, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JACKSONVILLE, FL

Past

July 1, 2010 - July 7, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

JACKSONVILLE, FL

Past

May 12, 2010 - June 9, 2010

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

JACKSONVILLE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/10/2026)

Alaska
(4/10/2026)

Arizona
(4/10/2026)

Arkansas
(4/10/2026)

California
(4/10/2026)

Colorado
(4/10/2026)

Connecticut
(4/10/2026)

Delaware
(4/10/2026)

District of Columbia
(4/10/2026)

Florida
(4/10/2026)

Georgia
(4/10/2026)

Hawaii
(4/10/2026)

Idaho
(4/10/2026)

Illinois
(4/10/2026)

Indiana
(4/10/2026)

Iowa
(4/10/2026)

Kansas
(4/10/2026)

Kentucky
(4/10/2026)

Louisiana
(4/10/2026)

Maine
(4/10/2026)

Maryland
(4/10/2026)

Massachusetts
(4/10/2026)

Michigan
(4/10/2026)

Minnesota
(4/10/2026)

Mississippi
(4/10/2026)

Missouri
(4/10/2026)

Montana
(4/10/2026)

Nebraska
(4/10/2026)

Nevada
(4/10/2026)

New Hampshire
(4/10/2026)

New Jersey
(4/10/2026)

New Mexico
(4/10/2026)

New York
(4/10/2026)

North Carolina
(4/10/2026)

North Dakota
(4/10/2026)

Ohio
(4/10/2026)

Oklahoma
(4/10/2026)

Oregon
(4/10/2026)

Pennsylvania
(4/10/2026)

Puerto Rico
(4/10/2026)

Rhode Island
(4/10/2026)

South Carolina
(4/10/2026)

South Dakota
(4/10/2026)

Tennessee
(4/10/2026)

Texas
(4/10/2026)

Utah
(4/10/2026)

Vermont
(4/10/2026)

Virgin Islands
(4/10/2026)

Virginia
(4/10/2026)

Washington
(4/10/2026)

West Virginia
(4/10/2026)

Wisconsin
(4/10/2026)

Wyoming
(4/10/2026)

Exams

What does exam status mean?

State Security Law Exam

Series 66

Status Unavailable

Passed: 10/1/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Status Unavailable

Passed: 5/2/2026

National Commodity Futures Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 5/11/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Status Unavailable

Passed: 12/18/2011

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Status Unavailable

Passed: 10/17/2011

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

TASTYTRADE, INC.

TASTYTRADE, INC. | TASTYWORKS, INC.

CRD#: 277027 / SEC#: , 8-69649

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

1330 West Fulton Street Suite 600, Chicago, IL 60607

Mailing Address

1330 West Fulton Street Suite 600, Chicago, IL 60607

Phone number

(312) 724-7075

Established

Delaware since 06/22/2015

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TASTYLIVE, INC.	OWNER
CHIOU, JASON	HEAD OF CLIENT BROKERAGE SERVICES	6757512
CORSO, JOSEPH ROBERT	HEAD OF BROKERAGE	4025105
GRACE, CHRISTOPHER WILLIAM	INTERIM CHIEF OPERATING OFFICER	5985000
JOHNSON, THOMAS WILLIAM	CHIEF COMPLIANCE OFFICER AND INTERIM AML COMPLIANCE OFFICER	5421745
SLOAN, JACQUELINE LEE	FINOP	2717305

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicolas Rey

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicolas Rey's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLY INVEST ADVISORS

ALLY INVEST SECURITIES LLC

EDWARD JONES

EDWARD JONES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BCP SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Passed: 10/1/2019

Series 3

Passed: 5/2/2026

SIE

Passed: 10/1/2018

Series 7

Passed: 5/11/2010

Series 10

Passed: 12/18/2011

Series 9

Passed: 10/17/2011

FINRA

Current Firm

TASTYTRADE, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TASTYTRADE, INC.

TRUST BUT VERIFY

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