Graham P. Mull

FOUNDATION WEALTH & TAX ADVISORS

Charlotte, NC

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CRD#: 5765671

Professional summary

Graham Patrick Mull, CFP®, who also goes by Graham P Mull, is a registered financial advisor currently at FOUNDATION WEALTH & TAX ADVISORS, LLC located in Charlotte, North Carolina.

Graham is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Graham has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Graham P Mull

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KAGrowth Consulting, LLC DBA KAGrowth Partners; Is the advisory affiliate principal control person: Yes; Is the business investment related: No; Location of the business: 6534 Cross Field Ln Charlotte North Carolina 28226 United States; Description of the business: Sales and growth consulting for Small and mid-sized businesses. Activities include but not limited to, general consulting, training, pipeline building, strategy development, sales process development/refinement. ; Position Title: Founder/CEO; Start date with business: 2025-10-01; Hours per month devoted to business during trading hours: 20; Hours per month devoted to business outside trading hours: 60; Percentage of total yearly compensation expected to be derived from the business: 25;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Graham Patrick Mull's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

December 6, 2023 - Present

FOUNDATION WEALTH & TAX ADVISORS, LLC

RIA

CRD#: 317596

Charlotte, NC

Past

April 20, 2018 - August 15, 2023

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

CHARLOTTE, NC

Past

May 13, 2014 - August 15, 2023

VANGUARD MARKETING CORPORATION

CRD#: 7452

CHARLOTTE, NC

Past

October 1, 2012 - December 31, 2013

J.P. MORGAN SECURITIES LLC

CRD#: 79

MESA, AZ

Past

March 24, 2010 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

MESA, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(12/6/2023)

IAR

North Carolina
(12/6/2023)

IAR

South Carolina
(6/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/21/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/31/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/13/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/23/2010

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/5/2016

General Securities Principal Examination

Current Firm

FOUNDATION WEALTH & TAX ADVISORS, LLC

CRD#: 317596 / SEC#:

Florida

Registered Investment Advisory firm - (7/8/2024 Approved)

Maryland

Registered Investment Advisory firm - (2/11/2022 Approved)

North Carolina

Registered Investment Advisory firm - (2/28/2022 Approved)

South Carolina

Registered Investment Advisory firm - (4/16/2023 Approved)

Virginia

Registered Investment Advisory firm - (8/24/2023 Approved)

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Contact information

Main Address

839 Bestgate Road Suite 400, Annapolis, MD 21401

Mailing Address

Phone number

+1 (888) 354-5899

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	212
AUM (Assets Under Management)	$ 49,348,002

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Graham P. Mull

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Graham Patrick Mull's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/21/2017

Series 63

Date: 3/31/2010

SIE

Date: 10/1/2018

Series 7

Date: 5/13/2014

Series 6

Date: 3/23/2010

Series 24

Date: 5/5/2016

Current Firm

FOUNDATION WEALTH & TAX ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FOUNDATION WEALTH & TAX ADVISORS, LLC

TRUST BUT VERIFY

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