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Douglas Clinton Brooks

CRD# 5765624·Registered 2010 - 2025
Previously Registered: Being a previously registered professional could mean that Douglas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Douglas Clinton Brooks, who also goes by Douglas C Brooks, was a registered financial advisor. Douglas was a previously registered financial professional and started their career in finance 2010 - 2025. Douglas had worked at 1 firm.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Douglas C Brooks

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

COONS ADVISORS·CRD# 129067
RIA
Columbus, OH
March 9, 2010 - September 19, 2025

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Current Firm

CA
COONS ADVISORS

COONS ADVISORS | J.W. COONS ADVISORS, LLC

CRD#: 129067 / SEC#: 801-64017

Contact Information

Main Address

1151 Bethel Road Suite 204, Columbus, OH 43220

Phone Number

(614) 918-3500

# of Employees

9

Documents

Latest Form ADV

Part 2 Brochures

J.W. COONS ADVISORS FORM ADV PART 2A (3/18/2025)

Regulatory Assets Under Management

Total Number of Accounts

341

AUM (Assets Under Management)

$587,033,258

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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