SM
Susan M. Mcdonald
WEALTH OKLAHOMA
TULSA, OK 74104-6516
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CRD#: 5765402
SM
Professional summary
Susan Mary Mcdonald, who also goes by Susan Mary Culligan, is a registered financial advisor currently at WEALTH OKLAHOMA located in Tulsa, Oklahoma.
Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Susan has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Susan Mary Culligan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Perceval Books LLC Not investment related 1611 S. Utica Ave. Tulsa, OK 74104 Online reselling of pre-owned clothing and goods through various online platforms Position: Owner Start Date: 01/04/2016 Hours/month devoted to this business: 5-10 Hours devoted to this business during securities trading hours: 0-2/month Duties: Bookkeeping/tax filing
CRS (Client Relationship Summary) - RIA
Click below to view Susan Mary Mcdonald's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 11, 2024 - Present
WEALTH OKLAHOMA
Office #1: 2021 S. Lewis Avenue Suite 301, Tulsa, OK 74104-6516RIA
CRD#: 132962
TULSA, OK
Past
March 9, 2010 - November 13, 2023
WEALTH OKLAHOMA
RIA
CRD#: 132962
Tulsa, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WO
WEALTH OKLAHOMA
STOLPER ASSET MANAGEMENT | WEALTH OKLAHOMA | THE STOLPER COMPANY LLC DBA STOLPER ASSET MANAGEMENT | THE STOLPER COMPANY LLC | THE STOLPER COMPANY L.L.C.
CRD#: 132962 / SEC#: 801-79338
RIA
Registered Investment Advisory firm - (4/2/2014 Approved)Louisiana
Registered Investment Advisory firm - (4/8/2014 Terminated)Oklahoma
Registered Investment Advisory firm - (4/4/2014 Terminated)Texas
Registered Investment Advisory firm - (4/4/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(8/13/2024)
IAR
Oklahoma(7/11/2024)
IAR
Texas(7/11/2024)
Exams
Current Firm
WO
WEALTH OKLAHOMA
STOLPER ASSET MANAGEMENT | WEALTH OKLAHOMA | THE STOLPER COMPANY LLC DBA STOLPER ASSET MANAGEMENT | THE STOLPER COMPANY LLC | THE STOLPER COMPANY L.L.C.
CRD#: 132962 / SEC#: 801-79338
RIA
Registered Investment Advisory firm - (4/2/2014 Approved)Louisiana
Registered Investment Advisory firm - (4/8/2014 Terminated)Oklahoma
Registered Investment Advisory firm - (4/4/2014 Terminated)Texas
Registered Investment Advisory firm - (4/4/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2021 S. Lewis Avenue Suite 301, Tulsa, OK 74104-6516
Mailing Address
Phone number
(918) 745-6060
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 336 |
| AUM (Assets Under Management) | $ 307,420,448 |
Red Flags
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Company Information
WEALTH OKLAHOMA
CRD#: 132962Tulsa, OK 74104-6516TRUST BUT VERIFY
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