Allen J. Butler

PULLEN INVESTMENT MANAGEMENT

Bradenton, FL 34205

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CRD#: 5764933

Professional summary

Allen Jones Butler is a registered financial advisor currently at PULLEN INVESTMENT MANAGEMENT located in Bradenton, Florida.

Allen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Allen has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ALLEN BUTLER HELPS TO OPERATE A SMALL FARM NEAR HARRISONBURG, VA DURING THE SUMMER AND EARLY FALL(6/1-10/15). DURING THAT PERIOD APPROXIMATELY 35% OF HIS WORK WEEK IS DEVOTED TO FARM OPERATIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Jones Butler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2023 - Present

PULLEN INVESTMENT MANAGEMENT

Office #1: 417 12th Street W Suite 212, Bradenton, FL 34205

RIA

CRD#: 310149

Bradenton, FL

Past

July 16, 2010 - December 31, 2010

BUTLER INVESTMENT MANAGEMENT

RIA

CRD#: 153165

BRADENTON, FL

Past

July 16, 2010 - December 31, 2022

BUTLER INVESTMENT MANAGEMENT

RIA

CRD#: 153165

BRADENTON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PULLEN INVESTMENT MANAGEMENT

PULLEN INVESTMENT MANAGEMENT | PULLEN INVESTMENT MANAGEMENT, LLC

CRD#: 310149 / SEC#: 801-127520

RIA

Registered Investment Advisory firm - (3/23/2023 Approved)

Florida

Registered Investment Advisory firm - (3/27/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (3/28/2023 Terminated)

Texas

Registered Investment Advisory firm - (3/27/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/2010

Uniform Investment Adviser Law Examination

Current Firm

PULLEN INVESTMENT MANAGEMENT

PULLEN INVESTMENT MANAGEMENT | PULLEN INVESTMENT MANAGEMENT, LLC

CRD#: 310149 / SEC#: 801-127520

RIA

Registered Investment Advisory firm - (3/23/2023 Approved)

Florida

Registered Investment Advisory firm - (3/27/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (3/28/2023 Terminated)

Texas

Registered Investment Advisory firm - (3/27/2023 Terminated)

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Contact information

Main Address

417 12th Street W Suite 212, Bradenton, FL 34205

Mailing Address

Phone number

(941) 361-2195

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PULLEN INVESTMENT MANAGEMENT ADV PART 2A AND 2B (3/6/2025)

Regulatory assets under management

Total Number of Accounts	200
AUM (Assets Under Management)	$ 184,095,709

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Allen J. Butler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Jones Butler's CRS (Customer Relationship Summary).

Certified licenses

Experience

PULLEN INVESTMENT MANAGEMENT

BUTLER INVESTMENT MANAGEMENT

BUTLER INVESTMENT MANAGEMENT

Primary Firm SEC Registration

PULLEN INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 2/25/2010

Current Firm

PULLEN INVESTMENT MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PULLEN INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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