Glenn R. Davies
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Robert Davies was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 2010. Glenn had worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2017 - September 6, 2019
ACUMEN WEALTH MANAGEMENT LLC
November 23, 2010 - December 21, 2011
THE CALVERTON GROUP
May 27, 2010 - August 13, 2010
WADDELL & REED
April 8, 2010 - August 13, 2010
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ACUMEN WEALTH MANAGEMENT LLC
CRD#: 288907 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
