Kyle R. Beerbohm

NYLIFE SECURITIES LLC

Covington, LA 70433

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CRD#: 5764150

Professional summary

Kyle Raymond Beerbohm is a registered financial professional currently at NYLIFE SECURITIES LLC located in Covington, Louisiana.

Kyle is registered as a RR (Registered Representative) and started their career in finance in 2010. Kyle has worked at 6 firms and has passed the Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kyle Raymond Beerbohm's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 28, 2018 - Present

NYLIFE SECURITIES LLC

Office #1: 614 E Boston Street, Covington, LA 70433

CRD#: 5167

Covington, LA

Past

May 2, 2016 - July 31, 2018

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

COVINGTON, LA

Past

May 2, 2016 - July 31, 2018

SECURITIES AMERICA, INC.

CRD#: 10205

COVINGTON, LA

Past

March 2, 2015 - May 6, 2016

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

COVINGTON, LA

Past

March 2, 2015 - May 4, 2016

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

Covington, LA

Past

August 7, 2014 - February 10, 2015

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

MANDEVILLE, LA

Past

May 4, 2010 - February 10, 2015

NYLIFE SECURITIES LLC

CRD#: 5167

MANDEVILLE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Louisiana
(9/28/2018)

Exams

State Security Law Exam

IAR

Series 65

Date: 8/6/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/3/2010

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

NYLIFE SECURITIES LLC

NEW YORK LIFE SECURITIES CORP. | NYLIFE SECURITIES LLC | NYLIFE SECURITIES INC. | NEW YORK LIFE VARIABLE CONTRACTS CORPORATION

CRD#: 5167 / SEC#: , 8-15517

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

51 Madison Ave. Room 713, New York, NY 10010

Mailing Address

51 Madison Avenue Room 713, New York, NY 10010

Phone number

(212) 576-7000

Established

Delaware since 01/01/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NYLIFE LLC.	SHAREHOLDER
BAGTAS, ANGELA CHEN	ELECTED MANAGER	8172856
BOCCIO, JOHN MICHAEL	CHIEF EXECUTIVE OFFICER AND PRESIDENT	4600977
DUARTE, DEBORAH LYNN	ELECTED MANAGER	6090278
ENGELBRECHTSEN, TOM DAHL	CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER	2908809
FEINBERG, AMARYA NMN	ELECTED MANAGER	8162482
GARDNER, ROBERT MICHAEL	ELECTED MANAGER	6160318
HUANG, DYLAN WEI	ELECTED MANAGER AND CHAIRMAN	6233208
LOFTUS, PATRICIA ELIZABETH	CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER	2156131
SCHWARTZ, RACHEL SABRINA	VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL	8170474
TILLOTSON, SANDRA G	ELECTED MANAGER	7617600
ZAMAN, NABEED	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	6410914

Disclosures

Regulatory Event	13
Arbitration	7

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Kyle R. Beerbohm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kyle Raymond Beerbohm's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/6/2014

SIE

Date: 10/1/2018

Series 6

Date: 5/3/2010

FINRA

Current Firm

NYLIFE SECURITIES LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NYLIFE SECURITIES LLC

TRUST BUT VERIFY

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