DH
David A. Houle
SEASON INVESTMENTS
COLORADO SPRINGS, CO 80903
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CRD#: 5763948
DH
Professional summary
David Andrew Houle is a registered financial advisor currently at SEASON INVESTMENTS, LLC located in Colorado Springs, Colorado.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. David has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LINEAGE PROPERTIES, LLC INVESTMENT RELATED 14160 GLENEAGLE DR, COLO SPGS, CO 80921 RENTAL PROPERTIES LLC MEMBER 6/2007 TO PRESENT 0 HRS PER MONTH, 0 HRS DURING TRADING NO OPERATIONAL DUTIES DE PARTNERS, LLC INVESTMENT RELATED 620 N TEJON ST, #202 COLO SPGS, CO 80903 HOLDING/CONSULTING COMPANY LLC MANAGING MEMBER 9/2009 TO PRESENT 1 HRS PER MONTH, 0 HRS DURING TRADING NO OPERATIONAL DUTIES WHITE SPACE COMPANIES, LLC NOT INVESTMENT RELATED 1460 MONTEZUMA RD, COLORADO SPRINGS, CO 80920 WINE INDUSTRY LLC MANAGING MEMBER 1/2007 TO PRESENT 1 HRS PER MONTH, 0 HRS DURING TRADING NO OPERATIONAL DUTIES
CRS (Client Relationship Summary) - RIA
Click below to view David Andrew Houle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 7, 2011 - Present
SEASON INVESTMENTS, LLC
Office #1: 102 S Tejon St #750, Colorado Springs, CO 80903RIA
CRD#: 158070
COLORADO SPRINGS, CO
Past
February 24, 2011 - December 2, 2011
HUNTLEY THATCHER ELLSWORTH, LTD.
RIA
CRD#: 108297
COLORADO SPRINGS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SEASON INVESTMENTS, LLC
SEASON INVESTMENTS, LLC
CRD#: 158070 / SEC#: 801-118924
RIA
Registered Investment Advisory firm - (6/12/2020 Approved)California
Registered Investment Advisory firm - (3/18/2019 Terminated)Colorado
Registered Investment Advisory firm - (8/16/2021 Terminated)Texas
Registered Investment Advisory firm - (12/2/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/8/2022)
IAR
Colorado(11/7/2011)
IAR
Texas(6/9/2022)
Exams
Current Firm
SI
SEASON INVESTMENTS, LLC
SEASON INVESTMENTS, LLC
CRD#: 158070 / SEC#: 801-118924
RIA
Registered Investment Advisory firm - (6/12/2020 Approved)California
Registered Investment Advisory firm - (3/18/2019 Terminated)Colorado
Registered Investment Advisory firm - (8/16/2021 Terminated)Texas
Registered Investment Advisory firm - (12/2/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
102 S Tejon St #750, Colorado Springs, CO 80903
Mailing Address
Phone number
(719) 528-8400
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 270 |
| AUM (Assets Under Management) | $ 142,639,167 |
Red Flags
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Company Information
SEASON INVESTMENTS, LLC
CRD#: 158070Colorado Springs, CO 80903TRUST BUT VERIFY
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