Aubrey D. Samson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aubrey Danen Samson, who also goes by Aubrey Ann Danen, Aubrey Samson, was a registered financial professional .
Aubrey is a previously registered financial professional and started their career in finance in 2010. Aubrey had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2015 - October 30, 2015
J.P. TURNER & COMPANY, L.L.C.
January 8, 2015 - January 21, 2015
PACKERLAND BROKERAGE SERVICES, INC.
December 22, 2014 - January 21, 2015
PACKERLAND BROKERAGE SERVICES, INC.
January 25, 2013 - December 19, 2014
HARBOUR INVESTMENTS, INC.
March 10, 2010 - December 19, 2014
HARBOUR INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
