Ashley L. Simpson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ashley Lynn Simpson, CFP®, who also goes by Ashley L Owens, was a registered financial professional .
Ashley is a previously registered financial professional and started their career in finance in 2010. Ashley had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2014
Experience
October 1, 2021 - February 15, 2023
TPB WEALTH ADVISORS, LLC
March 2, 2021 - October 5, 2021
BELPOINTE ASSET MANAGEMENT LLC
January 16, 2018 - April 29, 2021
NATIONAL WEALTH PARTNERS LLC
May 25, 2010 - November 10, 2014
COVENANT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
TPB WEALTH ADVISORS, LLC
CRD#: 150508 / SEC#: 801-70282
Contact information
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2023 | ||
| 01/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
