Phillip M. Adsit
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip M Adsit, who also goes by Phil Adsit, Phillip Myles Adsit, was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 2010. Phillip had worked at 4 firms and has passed the Series 63, Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2024 - June 9, 2025
SCHECHTER INVESTMENT ADVISORS, LLC
August 20, 2024 - July 2, 2025
SCHECHTER PRIVATE CAPITAL, LLC
September 1, 2020 - July 13, 2021
HARRIS WILLIAMS
February 2, 2011 - September 10, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
June 7, 2010 - September 10, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 9/1/2020
Investment Banking Registered Representative ExaminationCurrent Firm
SCHECHTER INVESTMENT ADVISORS, LLC
CRD#: 169114 / SEC#: 801-78607
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 3,076 |
| AUM (Assets Under Management) | $ 3,943,409,325 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 09/24/2024 | ||
| 04/03/2024 | ||
| 02/25/2023 | ||
| 10/25/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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