AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RM

Ralph Marzella

VELOCITY CLEARING
New York, NY 10038
Some features on this profile are disabled
CRD#: 5763143
RM

Professional summary

Ralph Marzella is a registered financial professional currently at VELOCITY CLEARING, LLC located in New York, New York and VELOCITY CAPITAL, LLC located in New York, New York.

Ralph is registered as a RR (Registered Representative) and started their career in finance in 2017. Ralph has worked at 3 firms and has passed the SIE and Series 99 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ralph Marzella's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 13, 2019 - Present

VELOCITY CLEARING, LLC

Office #1: 199 Water Street 17th Floor, New York, NY 10038
BD
CRD#: 126588
New York, NY
Current

October 20, 2022 - Present

VELOCITY CAPITAL, LLC

Office #1: 199 Water Street 8th Floor, New York, NY 10038
BD
CRD#: 171810
NEW YORK, NY
Past

April 27, 2020 - October 7, 2022

VELOCITY CAPITAL, LLC

BD
CRD#: 171810
NEW YORK, NY
Past

July 24, 2019 - August 1, 2019

ELECTRONIC TRANSACTION CLEARING, INC.

BD
CRD#: 146122
LOS ANGELES, CA
Past

May 24, 2017 - May 22, 2019

VELOCITY CLEARING, LLC

BD
CRD#: 126588
HAZLET, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 5/24/2017
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

VC
VELOCITY CAPITAL, LLC
CNPT HOLDINGS, LLC | VELOCITY CAPITAL, LLC

CRD#: 171810 / SEC#: , 8-69479

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
199 Water Street 8th Floor, New York, NY 10038
Mailing Address
199 Water Street 8th Floor, New York, NY 10038
Phone number
(646) 837-0056
Established
Nevada since 05/07/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
VCP HOLDINGS, LLCSOLE MEMBER AND OWNER
AMATO, MATTEO ALBERTOCHIEF FINANCIAL OFFICER & FINOP5877196
BRACERO, FRANK WILLIAMCONTROLLER2178318
FREYER, CHRISTIANROP6337912
LOGAN, MICHAEL JAMESCHIEF ADMINISTRATIVE OFFICER5763098
MERCHANT, MUNAFPRESIDENT1937789
SMITH, JEFFREY SCOTTCHIEF COMPLIANCE OFFICER2492551
WIEDMAN, GARY DAVIDCHIEF OPERATING OFFICER1947935
YAN, ROYCHIEF EXECUTIVE OFFICER2352916

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VELOCITY CAPITAL, LLC

CRD#: 171810New York, NY 10038

TRUST BUT VERIFY

Monitor Ralph Marzella

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics