ML
Michael J. Logan
VELOCITY CAPITAL
New York, NY 10038
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CRD#: 5763098
ML
Professional summary
Michael James Logan, who also goes by Michael Logan, is a registered financial professional currently at VELOCITY CAPITAL, LLC located in New York, New York and VELOCITY CLEARING, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2010. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Michael Logan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael James Logan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 6, 2016 - Present
VELOCITY CAPITAL, LLC
Office #1: 199 Water Street 8th Floor, New York, NY 10038BD
CRD#: 171810
New York, NY
Current
June 1, 2019 - Present
VELOCITY CLEARING, LLC
Office #1: 199 Water Street 17th Floor, New York, NY 10038Office #2: 1301 Route 36 Suite 103, Hazlet, NJ 07730BD
CRD#: 126588
New York, NY
Past
April 6, 2023 - November 3, 2023
TOR BROKERAGE LLC
BD
CRD#: 135274
NORTH BERGEN, NJ
Past
March 16, 2017 - March 19, 2019
PRECISION SECURITIES, LLC
BD
CRD#: 103976
DEL MAR, CA
Past
June 25, 2010 - April 4, 2016
VELOCITY CLEARING, LLC
BD
CRD#: 126588
HAZLET, NJ
Past
April 8, 2010 - June 22, 2010
LEGEND TRADING, LLC
BD
CRD#: 150567
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/1/2023)
RR
Alaska(1/1/2023)
RR
Arizona(1/1/2023)
RR
Arkansas(1/1/2023)
RR
California(1/1/2023)
RR
Colorado(11/4/2022)
RR
Connecticut(1/1/2023)
RR
Delaware(1/1/2023)
RR
District of Columbia(11/4/2022)
RR
Florida(11/4/2022)
RR
Georgia(1/1/2023)
RR
Hawaii(1/1/2023)
RR
Idaho(1/1/2023)
RR
Illinois(1/1/2023)
RR
Indiana(1/1/2023)
RR
Iowa(1/1/2023)
RR
Kansas(1/1/2023)
RR
Kentucky(1/1/2023)
RR
Louisiana(11/4/2022)
RR
Maine(1/1/2023)
RR
Maryland(11/4/2022)
RR
Massachusetts(1/1/2023)
RR
Michigan(1/1/2023)
RR
Minnesota(1/5/2023)
RR
Mississippi(1/1/2023)
RR
Missouri(1/1/2023)
RR
Montana(1/1/2023)
RR
Nebraska(1/1/2023)
RR
Nevada(1/1/2023)
RR
New Hampshire(1/1/2023)
RR
New Jersey(1/1/2023)
RR
New Mexico(1/1/2023)
RR
New York(1/1/2023)
RR
North Carolina(1/4/2023)
RR
North Dakota(1/1/2023)
RR
Ohio(1/3/2023)
RR
Oklahoma(1/1/2023)
RR
Oregon(1/1/2023)
RR
Pennsylvania(1/1/2023)
RR
Puerto Rico(11/4/2022)
RR
Rhode Island(1/1/2023)
RR
South Carolina(1/1/2023)
RR
South Dakota(1/1/2023)
RR
Tennessee(1/1/2023)
RR
Texas(1/1/2023)
RR
Utah(1/1/2023)
RR
Vermont(1/1/2023)
RR
Virgin Islands(1/1/2023)
RR
Virginia(1/1/2023)
RR
Washington(1/1/2023)
RR
West Virginia(1/1/2023)
RR
Wisconsin(1/1/2023)
RR
Wyoming(1/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
VC
VELOCITY CLEARING, LLC
GUARDIAN TRADING | VELOCITY PRIME SERVICES | VELOCITY EXECUTION SERVICES | VELOCITY CLEARING, LLC | QUANTEX CLEARING, LLC | NYFIX SECURITIES LLC | NYFIX SECURITIES CORPORATION | NYFIX CLEARING CORPORATION
CRD#: 126588 / SEC#: , 8-65894
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
1301 Route 36 Suite 103, Hazlet, NJ 07730
Mailing Address
1301 Route 36 Suite 103, Hazlet, NJ 07730
Phone number
(201) 706-7157
Established
Delaware since 06/11/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
