Dossie Jennings

COMPASS WEALTH

ST. LOUIS, MO 63141

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CRD#: 5762888

Professional summary

Dossie Jennings, who also goes by Dossie L Jennings III, Dossie L Jennings, Dossie Lee Jennings, is a registered financial advisor currently at COMPASS WEALTH located in St. Louis, Missouri.

Dossie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Dossie has worked at 3 firms and has passed the Series 65, Series 63, Series 66, Series 6TO, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Dossie L Jennings Iii | Dossie L Jennings | Dossie Lee Jennings

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. DJ PROPERTIES & INVESTMENTS LLC; NOT INVESTMENT RELATED; REAL ESTATE; OWNER; START DATE: 6/2007; 1 hour per month, 0 hours during securities trading hours; I OWN 1 RESIDENTIAL RENTAL PROPERTY. NO FINANCIAL OR ANY OTHER TYPE OF INVESTMENT IS INVOLVED. 2. NFL Flag Football; Youth Flag Football League; Volunteer Coach; START DATE: 06/2024; APPROXIMATELY TWO DEVOTED PER MONTH, 0 DURING TRADING HOURS; INSTRUCT A YOUTH FLAG FOOTBALL TEAM ON THE FUNDEMTALS AND GAMEPLAY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dossie Jennings's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 7, 2026 - Present

COMPASS WEALTH

Office #1: 10326 Old Olive Street Road, St. Louis, MO 63141

RIA

CRD#: 282420

ST. LOUIS, MO

Past

April 4, 2025 - May 27, 2026

NYLIFE SECURITIES LLC

CRD#: 5167

CREVE COEUR, MO

Past

April 19, 2010 - October 21, 2010

EDWARD JONES

RIA

CRD#: 250

FRONTENAC, MO

Past

April 2, 2010 - October 21, 2010

EDWARD JONES

CRD#: 250

FRONTENAC, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS WEALTH

COMPASS RETIREMENT GROUP LLC | COMPASS WEALTH | COMPASS RETIREMENT SOLUTIONS, LLC

CRD#: 282420 / SEC#: 801-124696

RIA

Registered Investment Advisory firm - (4/21/2022 Approved)

Georgia

Registered Investment Advisory firm - (5/24/2022 Terminated)

Illinois

Registered Investment Advisory firm - (5/4/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(9/7/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 9/5/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 6/24/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 4/16/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6TO

Status Unavailable

Passed: 4/4/2025

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 3/8/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 4/1/2010

General Securities Representative Examination

Current Firm

COMPASS WEALTH

COMPASS RETIREMENT GROUP LLC | COMPASS WEALTH | COMPASS RETIREMENT SOLUTIONS, LLC

CRD#: 282420 / SEC#: 801-124696

RIA

Registered Investment Advisory firm - (4/21/2022 Approved)

Georgia

Registered Investment Advisory firm - (5/24/2022 Terminated)

Illinois

Registered Investment Advisory firm - (5/4/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2022 Terminated)

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Contact information

Main Address

10326 Old Olive Street Road, St. Louis, MO 63141

Mailing Address

Phone number

(314) 373-1598

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (8/28/2026)

WRAP BROCHURE (8/28/2026)

Regulatory assets under management

Total Number of Accounts	939
AUM (Assets Under Management)	$ 111,859,803

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dossie Jennings

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dossie Jennings's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

COMPASS WEALTH

State Registrations and Notice Filings

Exams

Series 65

Passed: 9/5/2026

Series 63

Passed: 6/24/2025

Series 66

Passed: 4/16/2010

Series 6TO

Passed: 4/4/2025

SIE

Passed: 3/8/2025

Series 7

Passed: 4/1/2010

Current Firm

COMPASS WEALTH

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPASS WEALTH

TRUST BUT VERIFY

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