Kerry A. Jackson
KESTRA ADVISORY SERVICES
Memphis, TN
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CRD#: 5762736
Professional summary
Kerry Anne Jackson, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Memphis, Tennessee and KESTRA INVESTMENT SERVICES, LLC located in Memphis, Tennessee.
Kerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Kerry has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Fish and Associates Financial Services POSITION: Partner and Dir. Financial Planning NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/14/2010 ADDRESS: 699 Oakleaf Office Lane Suite 105, Memphis TN 38117, United States DESCRIPTION: I oversee all financial plans and our staff, i'm also a partner as of 2020 Business Name: Build Your Best Life Investment Related: No Address: 633 Oakleaf Office Lane Memphis TN 38117 Nature of Business: Other Other/None of the Above it's just an educational workshop Position, Title or Relationship: I lead the workshop Start Date: 9/29/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I take attendees through the workshop material and then they go home.
CRS (Client Relationship Summary) - RIA
Click below to view Kerry Anne Jackson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
April 26, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 633 Oakleaf Office Lane, Memphis, TN 38117RIA
CRD#: 283330
Memphis, TN
Current
June 3, 2015 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 633 Oakleaf Office Lane, Memphis, TN 38117BD
CRD#: 42046
Memphis, TN
Past
October 28, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/10/2024)
RR
Alaska(1/10/2024)
RR
Arkansas(1/10/2024)
RR
California(1/10/2024)
RR
Connecticut(1/10/2024)
RR
Florida(1/10/2024)
RR
Georgia(1/10/2024)
RR
Illinois(1/10/2024)
RR
Indiana(10/31/2024)
RR
Maine(1/10/2024)
RR
Massachusetts(1/10/2024)
RR
Michigan(1/10/2024)
RR
Minnesota(1/10/2024)
RR
Mississippi(1/10/2024)
RR
New Mexico(1/10/2024)
RR
New York(1/10/2024)
RR
North Carolina(1/10/2024)
RR
Ohio(1/10/2024)
RR
Pennsylvania(1/10/2024)
RR
South Carolina(1/10/2024)
RR
Tennessee(12/2/2015)
IAR
Tennessee(4/26/2016)
RR
Texas(1/10/2024)
IAR
Texas(1/10/2024)
RR
Washington(1/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
