MR
Michael A. Riskin
CPS INVESTMENT ADVISORS
Lakeland, FL 33801-4611
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CRD#: 5762338
MR
Professional summary
Michael Aaron Riskin, CFP® is a registered financial advisor currently at CPS INVESTMENT ADVISORS located in Lakeland, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Michael has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ENTERTAINING DESIGNERS, LLC, NON INVESTMENT RELATED, 6784 HIGH GROVE DRIVE, LAKELAND, FL 33813, EVENT PLANNING, MEMBER - 50% OWNER, SEPTEMBER 2004, 2 HOURS/MONTH, 0 HOURS DURING SECURITY TRADING HOURS, BOOKKEEPING.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Aaron Riskin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 11, 2010 - Present
CPS INVESTMENT ADVISORS
Office #1: 205 East Orange Street #310, Lakeland, FL 33801-4611RIA
CRD#: 104914
Lakeland, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CPS INVESTMENT ADVISORS
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S | SMITH CHAS P & ASSOCIATES P A CPAS | CPS INVESTMENT ADVISORS
CRD#: 104914 / SEC#: 801-35294
RIA
Registered Investment Advisory firm - (10/6/1989 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/11/2010)
Exams
Current Firm
CI
CPS INVESTMENT ADVISORS
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S | SMITH CHAS P & ASSOCIATES P A CPAS | CPS INVESTMENT ADVISORS
CRD#: 104914 / SEC#: 801-35294
RIA
Registered Investment Advisory firm - (10/6/1989 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
205 East Orange Street #310, Lakeland, FL 33801-4611
Mailing Address
Phone number
(863) 688-1725
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,030 |
| AUM (Assets Under Management) | $ 2,656,293,459 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/08/2025 | ||
| 11/01/2023 | ||
| 01/19/2023 |
Red Flags
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Company Information
CPS INVESTMENT ADVISORS
CRD#: 104914Lakeland, FL 33801-4611TRUST BUT VERIFY
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