Jose Ignacio N. Garcia Fernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jose Ignacio Nmn Garcia Fernandez, who also goes by Jose Garcia, Jose Ignacio Nmn Garcia, Jose Ignacio Garcia, was a registered financial professional .
Jose Ignacio is a previously registered financial professional and started their career in finance in 2012. Jose Ignacio had worked at 2 firms and has passed the Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2014 - July 3, 2019
CREAND SECURITIES
September 21, 2012 - April 9, 2013
ANDBANC BROKERAGE, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CREAND SECURITIES
CRD#: 38964 / SEC#: , 8-48481
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
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