MM
Mark Motell
RUBICON ADVISORS
Roseville, CA 95661
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CRD#: 5761970
MM
Professional summary
Mark Motell is a registered financial advisor currently at RUBICON ADVISORS located in Roseville, California and LPL FINANCIAL LLC located in Roseville, California.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Mark has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Motell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 17, 2015 - Present
RUBICON ADVISORS
Office #1: 2998 Douglas Blvd., Suite 320, Roseville, CA 95661RIA
CRD#: 174447
Roseville, CA
Current
March 2, 2015 - Present
LPL FINANCIAL LLC
Office #1: 2998 Douglas Blvd., Suite 320, Roseville, CA 95661RIA
BD
CRD#: 6413
Roseville, CA
Past
March 2, 2015 - December 23, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
ROSEVILLE, CA
Past
May 4, 2010 - March 2, 2015
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LINCOLN HILLS, CA
Past
April 16, 2010 - March 2, 2015
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LINCOLN HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RUBICON ADVISORS
RUBICON ADVISORS | RUBICON PARTNERS, INC | RUBICON PARTNERS | RUBICON ADVISORS, INC | RUBICON ADVISORS, GP
CRD#: 174447 / SEC#: 801-109012
RIA
Registered Investment Advisory firm - (1/27/2017 Approved)Arizona
Registered Investment Advisory firm - (2/8/2017 Terminated)California
Registered Investment Advisory firm - (3/10/2017 Terminated)Idaho
Registered Investment Advisory firm - (2/8/2017 Terminated)New York
Registered Investment Advisory firm - (2/8/2017 Terminated)Washington
Registered Investment Advisory firm - (2/8/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/31/2022)
RR
California(3/2/2015)
IAR
California(3/17/2015)
RR
Florida(5/5/2021)
RR
Nevada(8/22/2022)
RR
Oregon(8/4/2025)
IAR
Texas(10/24/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RA
RUBICON ADVISORS
RUBICON ADVISORS | RUBICON PARTNERS, INC | RUBICON PARTNERS | RUBICON ADVISORS, INC | RUBICON ADVISORS, GP
CRD#: 174447 / SEC#: 801-109012
RIA
Registered Investment Advisory firm - (1/27/2017 Approved)Arizona
Registered Investment Advisory firm - (2/8/2017 Terminated)California
Registered Investment Advisory firm - (3/10/2017 Terminated)Idaho
Registered Investment Advisory firm - (2/8/2017 Terminated)New York
Registered Investment Advisory firm - (2/8/2017 Terminated)Washington
Registered Investment Advisory firm - (2/8/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1640 East Cypress Suite A, Redding, CA 96002
Mailing Address
Phone number
(530) 223-5357
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,219 |
| AUM (Assets Under Management) | $ 420,724,128 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RUBICON ADVISORS
CRD#: 174447Roseville, CA 95661TRUST BUT VERIFY
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