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Joanne C. Marion

Joanne C. Marion

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CRD#: 5761946
Joanne C. Marion

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joanne C. Marion was a registered financial professional .

Joanne is a previously registered financial professional and started their career in finance in 2022. Joanne had worked at 1 firm and has passed the Series 65 exam.

Biography

Joanne has been a CPA since 1981 and earned her Certificate in Financial Planning from Boston University in 2007. She also worked for over twenty years in financial management positions at Novartis (formerly Ciba Geigy) and Bayer Healthcare (formerly Schering AG.)
top-8-questions

Question & Answer

What are your service offerings?
Although I specialize in worki...
I also have clients who are in...
planning for retirement or add...
Do you have an area of expertise or specialization?
College/Education Planning
Investment Advice with Ongoing...
Middle Income Client Needs
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Women's Financial Planning Iss...
Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 11, 2022 - March 5, 2025

MARION FINANCIAL ADVISORS

RIA
CRD#: 152205
Yorktown Hts., NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 5/5/2009
Uniform Investment Adviser Law Examination

Current Firm

MF
MARION FINANCIAL ADVISORS
MARION FINANCIAL ADVISORS | MARION, JOANNE C.

CRD#: 152205 / SEC#:

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Contact information

Main Address
Yorktown Hts, NY
Mailing Address
Phone number
(914) 584-0518
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARION FINANCIAL ADVISORS

CRD#: 152205

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