Paul F. Kohn

INVESTMENT ADVISOR GROUP

Newark, DE

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CRD#: 5761826

Professional summary

Paul F. Kohn, who also goes by Paul F Kohn, is a registered financial advisor currently at INVESTMENT ADVISOR GROUP located in Newark, Delaware.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Paul has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul F Kohn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul F. Kohn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2021 - Present

INVESTMENT ADVISOR GROUP

RIA

CRD#: 312448

Newark, DE

Past

April 12, 2010 - February 26, 2021

KEELER & CO., LLC

RIA

CRD#: 125185

ALLENDALE, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMENT ADVISOR GROUP

CRD#: 312448 / SEC#: 801-120292

RIA

Registered Investment Advisory firm - (2/8/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(6/18/2025)

IAR

New Jersey
(2/23/2021)

IAR

New York
(12/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/12/2010

Uniform Investment Adviser Law Examination

Current Firm

INVESTMENT ADVISOR GROUP

CRD#: 312448 / SEC#: 801-120292

RIA

Registered Investment Advisory firm - (2/8/2021 Approved)

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Contact information

Main Address

Hancock, NY

Mailing Address

Po Box 568, Hancock, NY 13783

Phone number

(607) 930-4338

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FROM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	259
AUM (Assets Under Management)	$ 72,280,174

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Paul F. Kohn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul F. Kohn's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT ADVISOR GROUP

KEELER & CO., LLC

Primary Firm SEC Registration

INVESTMENT ADVISOR GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 3/12/2010

Current Firm

INVESTMENT ADVISOR GROUP

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMENT ADVISOR GROUP

TRUST BUT VERIFY

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