Cary C. Cates
Professional summary
Cary Charles Cates, CFP® is a registered financial advisor currently at CATES FP, CATES TAX ADVISORY located in Denton, Texas.
Cary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Cary has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cary Charles Cates's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2013
Experience
November 29, 2017 - Present
CATES FP, CATES TAX ADVISORY
July 21, 2014 - June 8, 2016
GRUNDEN FINANCIAL ADVISORY, INC.
June 20, 2012 - June 19, 2013
OSAIC SERVICES, INC.
June 9, 2010 - June 19, 2013
OSAIC SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/29/2017)
Exams
Current Firm
CATES FP, CATES TAX ADVISORY
CRD#: 290650 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 245 |
| AUM (Assets Under Management) | $ 40,962,194 |
Red Flags
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