WH
Wesley B. Holt
LITTLEJOHN FINANCIAL SERVICES
Salem, OR 97302
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CRD#: 5761795
WH
Professional summary
Wesley Ben Holt is a registered financial advisor currently at LITTLEJOHN FINANCIAL SERVICES INC located in Salem, Oregon.
Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Wesley has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. HOLT COMMERCIAL LLC, NON-INVESTMENT RELATED, 1695 COMMERCIAL ST. SE, SALEM, OR 97302, PROPERTY MANAGEMENT OF MY OFFICE BUILDING, MEMBER, SINCE 9/1/2017, DEVOTED TIME IS HOUR A MONTH, REVIEW INCOME AND EXPENSES FOR MY OFFICE BUILDING. 2. VANTAGE POINT ADVISORS, INC., NON-INVESTMENT RELATED, 1695 COMMERCIAL ST., SE,SALEM, OR 97302, BOOKKEEPING AND PAYROLL SERVICES, PRESIDENT, SINCE 9/1/2017, DEVOTED TIME IS 2 HOURS A MONTH, TRAINING THE SUPERVISOR. 3. Licensed Insurance Agent; Same address; Non-investment related; Appx 10% of time on a monthly basis. 4. COACH TO HEALTH, HEALTH COACH, 6596 Blaze Pl Salem, OR 97317. NON INVESTMENT RELATED SINCE 02/2011. I SPEND APPROX. 4 HOURS PER MONTH ON THIS ACTIVITY. COACH PEOPLE ON HOW TO LOSE WEIGHT.
CRS (Client Relationship Summary) - RIA
Click below to view Wesley Ben Holt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 6, 2018 - Present
LITTLEJOHN FINANCIAL SERVICES INC
Office #1: 1695 Commercial St. Se, Salem, OR 97302RIA
CRD#: 155113
Salem, OR
Past
May 24, 2013 - August 31, 2018
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
SALEM, OR
Past
May 24, 2013 - August 31, 2018
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
SALEM, OR
Past
February 28, 2012 - May 24, 2013
CETERA ADVISORS LLC
RIA
CRD#: 10299
SALEM, OR
Past
February 28, 2012 - May 24, 2013
CETERA ADVISORS LLC
BD
CRD#: 10299
SALEM, OR
Past
April 14, 2010 - February 28, 2012
PACIFIC WEST FINANCIAL CONSULTANTS INC
RIA
CRD#: 108728
RENTON, WA
Past
March 5, 2010 - February 28, 2012
PACIFIC WEST SECURITIES, INC.
BD
CRD#: 6390
SALEM, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LITTLEJOHN FINANCIAL SERVICES INC
LITTLEJOHN FINANCIAL | VANTAGE POINT FINANCIAL | LITTLEJOHN FINANCIAL SERVICES, LLC | LITTLEJOHN FINANCIAL SERVICES, INC | LITTLEJOHN FINANCIAL SERVICES INC
CRD#: 155113 / SEC#: 801-120952
RIA
Registered Investment Advisory firm - (4/26/2021 Approved)Arizona
Registered Investment Advisory firm - (5/19/2021 Terminated)California
Registered Investment Advisory firm - (6/18/2021 Terminated)Idaho
Registered Investment Advisory firm - (5/19/2021 Terminated)Montana
Registered Investment Advisory firm - (5/19/2021 Terminated)Oregon
Registered Investment Advisory firm - (5/19/2021 Terminated)Texas
Registered Investment Advisory firm - (5/19/2021 Terminated)Washington
Registered Investment Advisory firm - (6/22/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(9/6/2018)
IAR
Texas(5/22/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
LF
LITTLEJOHN FINANCIAL SERVICES INC
LITTLEJOHN FINANCIAL | VANTAGE POINT FINANCIAL | LITTLEJOHN FINANCIAL SERVICES, LLC | LITTLEJOHN FINANCIAL SERVICES, INC | LITTLEJOHN FINANCIAL SERVICES INC
CRD#: 155113 / SEC#: 801-120952
RIA
Registered Investment Advisory firm - (4/26/2021 Approved)Arizona
Registered Investment Advisory firm - (5/19/2021 Terminated)California
Registered Investment Advisory firm - (6/18/2021 Terminated)Idaho
Registered Investment Advisory firm - (5/19/2021 Terminated)Montana
Registered Investment Advisory firm - (5/19/2021 Terminated)Oregon
Registered Investment Advisory firm - (5/19/2021 Terminated)Texas
Registered Investment Advisory firm - (5/19/2021 Terminated)Washington
Registered Investment Advisory firm - (6/22/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2000 West Harvard Avenue Suite 100, Roseburg, OR 97471
Mailing Address
Phone number
(541) 375-0898
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,246 |
| AUM (Assets Under Management) | $ 157,109,720 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
