Wesley Ben Holt
Professional Summary
Wesley Ben Holt is a registered financial advisor currently at LITTLEJOHN FINANCIAL SERVICES INC located in Salem, Oregon. Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Wesley has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
16 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
LITTLEJOHN FINANCIAL | VANTAGE POINT FINANCIAL | LITTLEJOHN FINANCIAL SERVICES, LLC | LITTLEJOHN FINANCIAL SERVICES, INC | LITTLEJOHN FINANCIAL SERVICES INC
Contact Information
Main Address
2000 West Harvard Avenue Suite 100, Roseburg, OR 97471Phone Number
(541) 375-0898# of Employees
8SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,236AUM (Assets Under Management)
$171,257,236Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
LITTLEJOHN FINANCIAL | VANTAGE POINT FINANCIAL | LITTLEJOHN FINANCIAL SERVICES, LLC | LITTLEJOHN FINANCIAL SERVICES, INC | LITTLEJOHN FINANCIAL SERVICES INC
State Registrations and Notice Filings
(9/6/2018)
(5/22/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Wesley Ben Holt's CRS (Customer Relationship Summary).
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