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Tyler Nelson Adair

CRD# 5761599·Registered 2010 - 2010
Previously Registered: Being a previously registered professional could mean that Tyler is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Tyler Nelson Adair was a registered financial advisor. Tyler was a previously registered financial professional and started their career in finance 2010 - 2010. Tyler had worked at 1 firm and has passed the Series 63 and Series 22 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

RED RIVER SECURITIES, LLC·CRD# 149860
BD
Plano, TX
March 26, 2010 - August 4, 2010

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Current Firm

RR
RED RIVER SECURITIES, LLC

RED RIVER SECURITIES, LLC

CRD#: 149860 / SEC#: 8-68198
BD
Terminated by SEC on 05/04/2014

Contact Information

Established

Texas since 01/13/2009

Firm Type

Limited Liability Company

Fiscal Year End

July

Documents

Direct owners and executive officers

NamePositionCRD#
HARDWICK, BRIAN K.CEO4522460
GRAY, TERRY PATRICKPRESIDENT4522538
DEGREGORIO, JAMES PAULCHIEF COMPLIANCE OFFICER, AML CO3235548
ROGE, SHARI RHENEECHIEF FINANCIAL OFFICER1312012

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2010About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Feb 2010About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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