George Tajti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Tajti, who also goes by George Tajti, Gyorgy Tajti, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2010. George had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2021 - April 1, 2026
FRENCH CAPITAL MANAGEMENT, LLC
January 15, 2019 - April 3, 2019
CADARET, GRANT & CO., INC.
January 14, 2019 - April 3, 2019
CADARET, GRANT & CO., INC.
January 7, 2016 - July 14, 2017
J.P. MORGAN SECURITIES LLC
January 5, 2016 - July 14, 2017
J.P. MORGAN SECURITIES LLC
June 15, 2015 - November 12, 2015
MARIAN FINANCIAL SERVICES, INC.
April 25, 2014 - October 30, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 5, 2014 - October 30, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 28, 2011 - February 8, 2013
EQUITABLE ADVISORS, LLC
June 16, 2010 - June 14, 2011
SHEARSON FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FRENCH CAPITAL MANAGEMENT, LLC
CRD#: 177517 / SEC#: 802-83168
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 10/5/2018 |
| Florida | ERA - Withdrawn | 7/19/2018 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
