James N. Christopher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Nesaraja Christopher, who also goes by James Christopher, James Christopher, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2010. James had worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2025 - July 31, 2026
MILLENNIAL ADVISERS, LLC.
March 13, 2025 - March 13, 2025
MILLENNIAL ADVISERS, LLC.
March 13, 2025 - May 13, 2026
ALLIED MILLENNIAL PARTNERS, LLC
October 26, 2020 - October 4, 2023
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC
October 23, 2020 - March 17, 2025
LPL FINANCIAL LLC
October 22, 2020 - March 17, 2025
LPL FINANCIAL LLC
September 19, 2016 - August 28, 2020
SANTANDER SECURITIES LLC
April 7, 2014 - August 28, 2020
SANTANDER SECURITIES LLC
December 4, 2012 - March 24, 2014
ALLIED MILLENNIAL PARTNERS, LLC
March 18, 2010 - February 24, 2012
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
MILLENNIAL ADVISERS, LLC.
CRD#: 170847 / SEC#: 801-118627
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MILLENNIAL ADVISERS, LLC.
CRD#: 170847 / SEC#: 801-118627
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 380 |
| AUM (Assets Under Management) | $ 58,664,613 |
Red Flags
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