Sean P. Villanueva Barter

THREE OAKS WEALTH

GOLD RIVER, CA 95670

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CRD#: 5761097

Professional summary

Sean Patrick Villanueva Barter, who also goes by Sean Patrick Barter, Sean Patrick VIllanueva, Sean Patrick Villanuevabarter, is a registered financial advisor currently at THREE OAKS WEALTH located in Gold River, California.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Sean has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean Patrick Barter | Sean Patrick Villanueva | Sean Patrick Villanuevabarter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Patrick Villanueva Barter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2025 - Present

THREE OAKS WEALTH

Office #1: 2377 Gold Meadow Way Suite 220, Gold River, CA 95670

RIA

CRD#: 171082

GOLD RIVER, CA

Past

August 8, 2014 - September 9, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

PLEASANTON, CA

Past

May 11, 2010 - July 19, 2011

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/12/2025)

IAR

Oregon
(8/12/2025)

IAR

Texas
(8/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/24/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/20/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/9/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/8/2014

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 5/10/2010

General Securities Representative Examination

Current Firm

THREE OAKS WEALTH

THREE OAKS CAPITAL MANAGEMENT | THREE OAKS WEALTH | THREE OAKS CAPITAL MANAGEMENT, LLC

CRD#: 171082 / SEC#:

Alaska

Registered Investment Advisory firm - (12/11/2015 Terminated)

California

Registered Investment Advisory firm - (4/7/2017 Approved)

Oregon

Registered Investment Advisory firm - (6/5/2014 Approved)

Texas

Registered Investment Advisory firm - (4/10/2018 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2377 Gold Meadow Way Suite 220, Gold River, CA 95670

Mailing Address

Phone number

(916) 318-4849

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	286
AUM (Assets Under Management)	$ 61,126,015

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean P. Villanueva Barter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Patrick Villanueva Barter's CRS (Customer Relationship Summary).

Certified licenses

Experience

THREE OAKS WEALTH

J.P. MORGAN SECURITIES LLC

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/24/2016

Series 63

Date: 8/20/2014

SIE

Date: 9/9/2015

Series 6

Date: 8/8/2014

Series 7

Date: 5/10/2010

Current Firm

THREE OAKS WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THREE OAKS WEALTH

TRUST BUT VERIFY

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