Sean P. Villanueva Barter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Patrick Villanueva Barter, who also goes by Sean Patrick Barter, Sean Patrick VIllanueva, Sean Patrick Villanuevabarter, was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2010. Sean had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2025 - July 28, 2026
THREE OAKS WEALTH
August 8, 2014 - September 9, 2015
J.P. MORGAN SECURITIES LLC
May 11, 2010 - July 19, 2011
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THREE OAKS WEALTH
CRD#: 171082 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 326 |
| AUM (Assets Under Management) | $ 89,332,207 |
Red Flags
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