Russell P. Kaniho
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Poni Kaniho, who also goes by Russell Paul Kaniho, was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 2010. Russell had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2014 - August 1, 2014
CETERA INVESTMENT ADVISERS LLC
October 21, 2013 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
October 21, 2013 - August 1, 2014
CETERA INVESTMENT SERVICES LLC
May 16, 2012 - October 25, 2013
SIGNATOR INVESTORS, INC.
May 7, 2012 - October 25, 2013
SIGNATOR INVESTORS, INC.
April 12, 2010 - February 29, 2012
EDWARD JONES
March 29, 2010 - February 29, 2012
EDWARD JONES
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
