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Bryan Eugene Brownfield

CRD# 5760601·Registered 2010 - 2018
Previously Registered: Being a previously registered professional could mean that Bryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bryan Eugene Brownfield, who also goes by Bryan E Brownfield, Bryan Brownfield, was a registered financial advisor. Bryan was a previously registered financial professional and started their career in finance 2010 - 2018. Bryan had worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bryan E Brownfield, Bryan Brownfield

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

CAPITAL ONE ADVISORS, LLC·CRD# 136865
RIA
Plano, TX
September 24, 2018 - December 18, 2018
CAPITAL ONE INVESTING, LLC·CRD# 45744
BD
Plano, TX
September 24, 2018 - December 18, 2018
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Dallas, TX
June 1, 2018 - September 17, 2018
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
RIA
Plano, TX
March 28, 2016 - May 12, 2017
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
BD
Plano, TX
March 28, 2016 - May 12, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Dallas, TX
March 19, 2014 - July 9, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Dallas, TX
March 19, 2014 - July 9, 2015
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Richardson, TX
September 6, 2013 - March 5, 2014
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Midland, TX
November 26, 2012 - August 13, 2013
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Midland, TX
November 26, 2012 - August 13, 2013
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Midland, TX
October 1, 2012 - November 28, 2012
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Midland, TX
October 1, 2012 - November 28, 2012
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Midland, TX
July 29, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Midland, TX
July 29, 2011 - October 1, 2012
EDWARD JONES·CRD# 250
RIA
Odessa, TX
April 12, 2010 - July 20, 2011
EDWARD JONES·CRD# 250
BD
Odessa, TX
March 29, 2010 - July 20, 2011

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Current Firm

CO
CAPITAL ONE ADVISORS, LLC

CAPITAL ONE ADVISORS, LLC | SPARK 401K | SHAREBUILDER ADVISORS, LLC | SHAREBUILDER 401K

CRD#: 136865 / SEC#: 801-64662

Contact Information

Main Address

1750 Tysons Blvd 6th Floor, Mclean, VA 22102

Documents

Latest Form ADV

Part 2 Brochures

CAPITAL ONE INVESTING 401K SERVICES BROCHURE 4.01.19 (3/29/2019)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2010About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2010About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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