Bryan E. Brownfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Eugene Brownfield, who also goes by Bryan E Brownfield, Bryan Brownfield, was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 2010. Bryan had worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2018 - December 18, 2018
CAPITAL ONE ADVISORS, LLC
September 24, 2018 - December 18, 2018
CAPITAL ONE INVESTING, LLC
June 1, 2018 - September 17, 2018
MML INVESTORS SERVICES, LLC
March 28, 2016 - May 12, 2017
VALIC FINANCIAL ADVISORS, INC.
March 28, 2016 - May 12, 2017
VALIC FINANCIAL ADVISORS, INC.
March 19, 2014 - July 9, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 19, 2014 - July 9, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 6, 2013 - March 5, 2014
ALLSTATE FINANCIAL SERVICES, LLC
November 26, 2012 - August 13, 2013
WELLS FARGO CLEARING SERVICES, LLC
November 26, 2012 - August 13, 2013
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2012 - November 28, 2012
J.P. MORGAN SECURITIES LLC
October 1, 2012 - November 28, 2012
J.P. MORGAN SECURITIES LLC
July 29, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
July 29, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
April 12, 2010 - July 20, 2011
EDWARD JONES
March 29, 2010 - July 20, 2011
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL ONE ADVISORS, LLC
CRD#: 136865 / SEC#: 801-64662
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
