SS
Susanne Schuemperli
VONTOBEL SECURITIES LTD.
Zurich, 8002
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CRD#: 5760445
SS
Professional summary
Susanne Schuemperli is a registered financial professional currently at VONTOBEL SECURITIES LTD. .
Susanne is registered as a RR (Registered Representative) and started their career in finance in 2014. Susanne has worked at 1 firm and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Susanne Schuemperli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 2014 - Present
VONTOBEL SECURITIES LTD.
Office #1: Gotthardstrasse 44, Zurich 8002Office #2: Gotthardstrasse 44, Zurich 8002BD
CRD#: 21368
Zurich,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VS
VONTOBEL SECURITIES LTD.
VONTOBEL SECURITIES LIMITED | VONTOBEL SECURITIES LTD.
CRD#: 21368 / SEC#: , 8-38977
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
Gotthardstrasse 44, Zurich 8002
Mailing Address
66 Hudson Boulevard 34th Floor, New York, NY 10001
Phone number
1141 58 283 71 11
Established
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (2 States and Territories)
Documents
Red Flags
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