Megan E. Silva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Megan Elizabeth Silva, who also goes by Megan Elizabeth Schlaack, Megan Silva, was a registered financial professional .
Megan is a previously registered financial professional and started their career in finance in 2010. Megan had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2014 - August 24, 2015
TD AMERITRADE, INC.
October 20, 2014 - August 24, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
October 20, 2014 - August 24, 2015
TD AMERITRADE, INC.
November 25, 2013 - August 15, 2014
OPPENHEIMER & CO. INC.
November 25, 2013 - August 15, 2014
OPPENHEIMER & CO. INC.
November 18, 2013 - December 6, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
November 18, 2013 - December 6, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
April 19, 2010 - November 5, 2013
MORGAN STANLEY
March 31, 2010 - November 5, 2013
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
