Daniel A. Edelen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel A Edelen, who also goes by Daniel Alan Edelen, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2010. Daniel had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2017 - July 2, 2018
BV SECURITIES, LLC
October 30, 2015 - October 3, 2017
NOBLES & RICHARDS, INC.
July 6, 2015 - September 30, 2015
REEF SECURITIES, INC.
December 10, 2012 - May 13, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 13, 2012 - May 13, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 4, 2012 - October 26, 2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
November 22, 2010 - April 13, 2012
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BV SECURITIES, LLC
CRD#: 103800 / SEC#: , 8-52293
Contact information
FINRA licenses (36 States and Territories)
Red Flags
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