Andrew Philip Brown
Professional Summary
Andrew Philip Brown, who also goes by Andrew Brown, was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 2011 - 2019. Andrew had worked at 6 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Andrew Brown
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
CITADEL SECURITIES INSTITUTIONAL LLC
Contact Information
Main Address
830 Brickell Plaza Floor 15, Miami, FL 33131Mailing Address
830 Brickell Plaza Floor 15, Miami, FL 33131Phone Number
(305) 929-6851Established
Delaware since 06/08/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (16 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CSHC US LLC | OWNER | — |
| ZHAO, PENG | CHIEF EXECUTIVE OFFICER | 4978269 |
| CARROLL, SEAN VINCENT | PRINCIPAL OPERATIONS OFFICER | 2518443 |
| CITADEL SECURITIES GROUP LP (FKA CALC IV LP) | MANAGING MEMBER | — |
| HENRY, STEVEN MICHAEL | CHIEF ACCOUNTING OFFICER AND FINOP | 5587809 |
| LEVY, SETH GARDNER | CHIEF COMPLIANCE OFFICER | 7718259 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jul 2011Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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