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Michael Christopher Nordmann

Michael C. Nordmann

HORNOR, TOWNSEND & KENT
Oshkosh, WI 54902
CRD#: 5759938
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Michael Christopher Nordmann
Michael Christopher NordmannHORNOR, TOWNSEND & KENT

Professional summary

Michael Christopher Nordmann, CFP® is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Oshkosh, Wisconsin.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Michael has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Christopher Nordmann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Michael Christopher Nordmann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2022

Experience

Current

January 14, 2026 - Present

HORNOR, TOWNSEND & KENT, LLC

Office #1: 1488 W South Park Ave, Oshkosh, WI 54902
RIA
BD
CRD#: 4031
Oshkosh, WI
Current

May 18, 2026 - Present

HORNOR, TOWNSEND & KENT, LLC

Office #1: 1488 W South Park Ave, Oshkosh, WI 54902
RIA
BD
CRD#: 4031
Oshkosh, WI
Past

March 21, 2020 - January 27, 2026

MANER WEALTH

RIA
CRD#: 308146
LANSING, MI
Past

December 1, 2017 - March 23, 2020

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
EAST LANSING, MI
Past

December 1, 2017 - March 23, 2020

SECURITIES AMERICA, INC.

BD
CRD#: 10205
EAST LANSING, MI
Past

January 24, 2014 - December 4, 2017

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
E. Lansing, MI
Past

January 24, 2014 - December 4, 2017

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
E. Lansing, MI
Past

January 8, 2013 - January 21, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
EAST LANSING, MI
Past

October 12, 2012 - January 21, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
EAST LANSING, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031 / SEC#: 801-56151, 8-14715

RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(1/14/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/27/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/18/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/27/2026
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/11/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031 / SEC#: 801-56151, 8-14715

RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

HTK ADVISORY SERVICES DISCLOSURE BROCHURE - ADV PART 2A (8/12/2025)
HTK WRAP FEE PROGRAM BROCHURE - PART 2A APPENDIX (8/12/2025)

Direct owners and executive officers

NamePositionCRD#
1847 FINANCIAL LLCSHAREHOLDER
GUNZENHAUSER, RADFORD MICHAELFINOP7253452
HUCKERBY, KEITH GORDONMANAGER2641591
MASON, ANN-MARIECHIEF LEGAL OFFICER AND SECRETARY7145020
MULLER, NIKI LEEPRINCIPAL OPERATIONS OFFICER7364066
NAGENGAST, HEATHER JILLPRESIDENT, MANAGER5300554
O'MALLEY, DAVID MICHAELCHAIRMAN AND MANAGER4468593
ROBINSON, VICTORIA MARIECHIEF COMPLIANCE OFFICER, MANAGER4556827
WYANT, JUSTINMANAGER8146157

Regulatory assets under management

Total Number of Accounts31,522
AUM (Assets Under Management)$ 7,753,847,039

Disclosures

Regulatory Event11
Arbitration6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031Oshkosh, WI 54902

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