Pedro C. Marin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pedro Casas Marin, who also goes by Pedro Casas, was a registered financial professional .
Pedro is a previously registered financial professional and started their career in finance in 2010. Pedro had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2017 - December 31, 2023
MAM GLOBAL FINANCIAL SERVICES, LLC
May 29, 2013 - December 31, 2016
MAM GLOBAL FINANCIAL SERVICES, LLC
January 26, 2012 - December 31, 2012
MAM GLOBAL FINANCIAL SERVICES, LLC
December 23, 2010 - December 31, 2011
MAM GLOBAL FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Current Firm
MAM GLOBAL FINANCIAL SERVICES, LLC
CRD#: 152932 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 2,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
