BG
Brian M. Goldman
SUCCESS WEALTH MANAGEMENT LLC
Wexford, PA 15090
Some features on this profile are disabled
CRD#: 5759453
BG
Professional summary
Brian Marc Goldman, who also goes by Brian Goldman, is a registered financial advisor currently at SUCCESS WEALTH MANAGEMENT LLC located in Wexford, Pennsylvania.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Brian has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Goldman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SUCCESS FINANCIAL SOLUTIONS, LLC .
POSITION: Insurance Agent. NATURE: Fixed insurance products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 03/14/2016
ADDRESS: 875 Greentree Rd, Building 7, Suite 102, Pittsburgh PA 15220
DESCRIPTION: Independent insurance agent providing service for clients in need of health, life, and disability insurance as well as fixed annuities and home and auto insurance.
UNIVERSITY OF PITTSBURGH ATHLETIC DEPARTMENT.
POSITION: Stat Crew. NATURE: Media relations. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 3/14/2016
ADDRESS: 600 Forbes Ave, Pittsburgh PA 15213
DESCRIPTION: Gameday media relations for Panther football and basketball games.
Brian M Goldman Board Member for a non-profit organization; One Day to Remember. This position is not investment related. He spends approximately 1 hour a week on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Marc Goldman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 11, 2019 - Present
SUCCESS WEALTH MANAGEMENT LLC
Office #1: 11676 Perry Highway Suite 1207, Wexford, PA 15090RIA
CRD#: 299094
Wexford, PA
Past
March 7, 2017 - June 26, 2018
FOREST SECURITIES,INC.
BD
CRD#: 16255
HILLSIDE, IL
Past
March 14, 2016 - November 11, 2016
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
PITTSBURGH, PA
Past
June 20, 2014 - December 31, 2015
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
PITTSBURGH, PA
Past
September 17, 2012 - May 21, 2014
NEW ENGLAND SECURITIES
BD
CRD#: 615
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SUCCESS WEALTH MANAGEMENT LLC
SUCCESS WEALTH MANAGEMENT | SUCCESS WEALTH MANAGEMENT, LLC | SUCCESS WEALTH MANAGEMENT LLC
CRD#: 299094 / SEC#: 801-129100
RIA
Registered Investment Advisory firm - (11/30/2023 Approved)California
Registered Investment Advisory firm - (1/4/2024 Terminated)Florida
Registered Investment Advisory firm - (12/5/2023 Terminated)Indiana
Registered Investment Advisory firm - (12/6/2023 Terminated)Iowa
Registered Investment Advisory firm - (12/5/2023 Terminated)Kansas
Registered Investment Advisory firm - (12/5/2023 Terminated)Massachusetts
Registered Investment Advisory firm - (12/5/2023 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2023 Terminated)Missouri
Registered Investment Advisory firm - (12/5/2023 Terminated)New York
Registered Investment Advisory firm - (12/5/2023 Terminated)North Carolina
Registered Investment Advisory firm - (12/5/2023 Terminated)Ohio
Registered Investment Advisory firm - (12/5/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/5/2023 Terminated)Rhode Island
Registered Investment Advisory firm - (12/7/2023 Terminated)South Carolina
Registered Investment Advisory firm - (12/5/2023 Terminated)Texas
Registered Investment Advisory firm - (12/5/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(1/11/2019)
IAR
Texas(10/9/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SW
SUCCESS WEALTH MANAGEMENT LLC
SUCCESS WEALTH MANAGEMENT | SUCCESS WEALTH MANAGEMENT, LLC | SUCCESS WEALTH MANAGEMENT LLC
CRD#: 299094 / SEC#: 801-129100
RIA
Registered Investment Advisory firm - (11/30/2023 Approved)California
Registered Investment Advisory firm - (1/4/2024 Terminated)Florida
Registered Investment Advisory firm - (12/5/2023 Terminated)Indiana
Registered Investment Advisory firm - (12/6/2023 Terminated)Iowa
Registered Investment Advisory firm - (12/5/2023 Terminated)Kansas
Registered Investment Advisory firm - (12/5/2023 Terminated)Massachusetts
Registered Investment Advisory firm - (12/5/2023 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2023 Terminated)Missouri
Registered Investment Advisory firm - (12/5/2023 Terminated)New York
Registered Investment Advisory firm - (12/5/2023 Terminated)North Carolina
Registered Investment Advisory firm - (12/5/2023 Terminated)Ohio
Registered Investment Advisory firm - (12/5/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/5/2023 Terminated)Rhode Island
Registered Investment Advisory firm - (12/7/2023 Terminated)South Carolina
Registered Investment Advisory firm - (12/5/2023 Terminated)Texas
Registered Investment Advisory firm - (12/5/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11676 Perry Highway Suite 1207, Wexford, PA 15090
Mailing Address
Phone number
(724) 934-8128
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 937 |
| AUM (Assets Under Management) | $ 66,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
