Julio A. Romero
Professional summary
Julio Alberto Romero, who also goes by John Romero, Julio A Romero, is a registered financial professional currently at SIDOTI & COMPANY, LLC located in New York, New York.
Julio is registered as a RR (Registered Representative) and started their career in finance in 2010. Julio has worked at 5 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julio Alberto Romero's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2014 - Present
SIDOTI & COMPANY, LLC
Office #1: 1177 Avenue Of Americas Floor 5, New York, NY 10036Office #2: 1177 Avenue Of Americas Floor 5, New York, NY 10036October 1, 2012 - November 19, 2013
J.P. MORGAN SECURITIES LLC
December 8, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
January 31, 2011 - May 27, 2011
KENSINGTON CAPITAL CORP.
March 5, 2010 - July 22, 2010
INVESTORS CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/2/2014)
(4/16/2014)
Exams
FINRA
Current Firm
SIDOTI & COMPANY, LLC
CRD#: 102860 / SEC#: , 8-52141
Contact information
FINRA licenses (40 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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