JG
Joseph T. Griffin
GPM GROWTH INVESTORS
Bloomfield Hills, MI 48304
Some features on this profile are disabled
CRD#: 5758944
JG
Professional summary
Joseph T. Griffin, who also goes by Joe T Griffin, is a registered financial advisor currently at GPM GROWTH INVESTORS, INC. located in Bloomfield Hills, Michigan.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Joseph has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe T Griffin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Malbork Capital Management, LLC (CRD# 282211) The business is investment related. Address: 4475 Burnley Dr. Bloomfield Hills, MI 48304 Nature of business: Investment Advisory Service Position: Sole member & Shareholder Title: CEO/Sole Member State date of relationship: 02/02/2016 approximate number of hours devoted to other business: Malbork clients are being assigned to GPM through client consent letter. Number of hours you devote to the other business during securities trading hours: Malbork clients are being assigned to GPM through client consent letter. Joe is the sole shareholder and only employee of Malbork Capital Management LLC., he is responsible for the management and execution of the firm and client obligations. As stated, Joe is the sole shareholder of Malbork Capital Management, LLC. We are in the process of obtaining client consent letters and letters to designate our firm, GPM Growth Investors, Inc. as the successor firm. We are only dual registering Joe temporarily to avoid interruption of his clients service. Our intention is that once the process of onboarding Joe's clients to GPM Growth Investors has been completed, Joe will file the U5 and later, the ADV-W for Malbork.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph T. Griffin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2021 - Present
GPM GROWTH INVESTORS, INC.
Office #1: 39533 Woodward Ave Suite 145, Bloomfield Hills, MI 48304RIA
CRD#: 107645
Bloomfield Hills, MI
Past
November 4, 2017 - December 31, 2022
MALBORK CAPITAL MANAGEMENT, LLC
RIA
CRD#: 282211
BLOOMFIELD HILLS, MI
Past
November 18, 2010 - November 11, 2015
GPM GROWTH INVESTORS, INC.
RIA
CRD#: 107645
FARMINGTON HILLS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GG
GPM GROWTH INVESTORS, INC.
GPM | GRIFFIN PORTFOLIO MANAGEMENT CORP. | GRIFFIN PORTFOLIO MANAGEMENT CORP | GPM GROWTH INVESTORS, INC.
CRD#: 107645 / SEC#: 801-43846
RIA
Registered Investment Advisory firm - (5/5/1993 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/27/2024)
IAR
Michigan(11/12/2021)
Current Firm
GG
GPM GROWTH INVESTORS, INC.
GPM | GRIFFIN PORTFOLIO MANAGEMENT CORP. | GRIFFIN PORTFOLIO MANAGEMENT CORP | GPM GROWTH INVESTORS, INC.
CRD#: 107645 / SEC#: 801-43846
RIA
Registered Investment Advisory firm - (5/5/1993 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
39533 Woodward Ave Suite 145, Bloomfield Hills, MI 48304
Mailing Address
Phone number
(248) 865-0518
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 492 |
| AUM (Assets Under Management) | $ 258,081,531 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
