Gary J. Heady

H I MANAGEMENT SERVICES

Columbia, SC

Some features on this profile are disabled

CRD#: 5758723

Professional summary

Gary James Heady JR., who also goes by Gary James Heady, is a registered financial advisor currently at H I MANAGEMENT SERVICES INC. located in Columbia, South Carolina.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Gary has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gary James Heady

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary James Heady JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2008 - Present

H I MANAGEMENT SERVICES INC.

RIA

CRD#: 152551

Columbia, SC

Past

January 6, 2008 - December 3, 2014

H I MANAGEMENT SERVICES INC.

RIA

CRD#: 152551

COLUMBIA, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(1/6/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/29/2001

Uniform Investment Adviser Law Examination

Current Firm

H I MANAGEMENT SERVICES INC.

CRD#: 152551 / SEC#:

South Carolina

Registered Investment Advisory firm - (12/3/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Columbia, SC

Mailing Address

Phone number

(803) 960-1151

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	95
AUM (Assets Under Management)	$ 6,540,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gary J. Heady

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary James Heady JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

H I MANAGEMENT SERVICES INC.

H I MANAGEMENT SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/29/2001

Current Firm

H I MANAGEMENT SERVICES INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

H I MANAGEMENT SERVICES INC.

TRUST BUT VERIFY

Similar Advisors