Drew D. Smith
Professional summary
Drew Douglas Smith is a registered financial professional currently at DESJARDINS SECURITIES INTERNATIONAL INC. .
Drew is registered as a RR (Registered Representative) and started their career in finance in 2010. Drew has worked at 2 firms and has passed the Series 63, SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Drew Douglas Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2014 - Present
DESJARDINS SECURITIES INTERNATIONAL INC.
Office #1: 25 York Street Suite 1000, Toronto, Ontario, M5J 2V5April 19, 2010 - September 3, 2014
VIII CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/13/2015)
(3/6/2019)
(6/28/2017)
(11/17/2015)
(10/13/2015)
(12/10/2014)
(7/13/2017)
(11/7/2019)
(12/10/2014)
(12/17/2015)
(8/9/2017)
Exams
Series 37
Date: 4/17/2010
Canada Module of the General Securities Registered Representative (With Options Questions)FINRA
Current Firm
DESJARDINS SECURITIES INTERNATIONAL INC.
CRD#: 112417 / SEC#: , 8-53256
Contact information
FINRA licenses (39 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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Company Information
DESJARDINS SECURITIES INTERNATIONAL INC.
CRD#: 112417Toronto, Ontario, M5J 2V5TRUST BUT VERIFY
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