Roberto A. Valderrama
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roberto Andre Valderrama, who also goes by Robby Andre Valderrama, was a registered financial professional .
Roberto is a previously registered financial professional and started their career in finance in 2011. Roberto had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2015 - January 7, 2022
INSPIRE INVESTING, LLC
July 24, 2015 - December 31, 2016
CREATIVE FINANCIAL DESIGNS, INC.
July 24, 2015 - December 31, 2016
CFD INVESTMENTS, INC.
January 6, 2012 - July 24, 2015
NEXT FINANCIAL GROUP, INC.
January 5, 2012 - July 24, 2015
NEXT FINANCIAL GROUP, INC.
October 10, 2011 - February 2, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
June 2, 2011 - February 2, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
INSPIRE INVESTING, LLC
CRD#: 171988 / SEC#: 801-108947
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INSPIRE INVESTING, LLC
CRD#: 171988 / SEC#: 801-108947
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 463 |
| AUM (Assets Under Management) | $ 2,856,919,716 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
