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CM

Cara A. Mossington

Some features on this profile are disabled
CRD#: 5758315
CM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cara Ann Mossington, who also goes by Cara Ann Maher, was a registered financial professional .

Cara is a previously registered financial professional and started their career in finance in 2010. Cara had worked at 4 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Cara Ann Maher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 20, 2018 - March 5, 2019

MANAGED ASSET PORTFOLIOS, LLC

RIA
CRD#: 109574
ROCHESTER, MI
Past

August 11, 2016 - June 14, 2018

PLANTE MORAN FINANCIAL ADVISORS

RIA
CRD#: 112158
SOUTHFIELD, MI
Past

June 30, 2015 - September 1, 2016

MANAGED ASSET PORTFOLIOS, LLC

RIA
CRD#: 109574
ROCHESTER, MI
Past

October 7, 2011 - April 28, 2015

CALAMOS WEALTH MANAGEMENT LLC

RIA
CRD#: 143490
NAPERVILLE, IL
Past

February 19, 2010 - January 7, 2011

CERITY PARTNERS LLC

RIA
CRD#: 151559
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MANAGED ASSET PORTFOLIOS, LLC
MANAGED ASSET PORTFOLIOS, LLC

CRD#: 109574 / SEC#: 801-58125

RIA
Registered Investment Advisory firm - (11/27/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 1/28/2010
Uniform Investment Adviser Law Examination

Current Firm

MA
MANAGED ASSET PORTFOLIOS, LLC
MANAGED ASSET PORTFOLIOS, LLC

CRD#: 109574 / SEC#: 801-58125

RIA
Registered Investment Advisory firm - (11/27/2000 Approved)
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Contact information

Main Address
950 W. University, Suite 100, Rochester, MI 48307
Mailing Address
Phone number
(248) 601-6677
Established
Firm type
Fiscal year end
# of Employees
22

SEC notice filing (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2 BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts1,928
AUM (Assets Under Management)$ 1,058,507,064

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MANAGED ASSET PORTFOLIOS, LLC

CRD#: 109574

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