Jason J. Walsh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason James Walsh was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2010. Jason had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2022 - June 24, 2024
PHX FINANCIAL, INC.
May 12, 2020 - May 25, 2022
NETWORK 1 FINANCIAL SECURITIES INC.
January 7, 2020 - May 12, 2020
JOSEPH GUNNAR & CO. LLC
February 1, 2016 - January 15, 2020
NATIONAL SECURITIES CORPORATION
April 17, 2012 - February 5, 2016
JOSEPH GUNNAR & CO. LLC
October 18, 2011 - May 3, 2012
OBSIDIAN FINANCIAL GROUP, LLC
November 22, 2010 - October 20, 2011
JOHN THOMAS FINANCIAL
April 15, 2010 - November 12, 2010
FIRST MIDWEST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
