Rebecca K. Galliford
Professional summary
Rebecca K. Galliford, CFP®, who also goes by Rebecca Robin Keesey, is a registered financial advisor currently at MANNING & NAPIER ADVISORS, LLC located in Fairport, New York and MANNING & NAPIER INVESTOR SERVICES, INC. located in Fairport, New York.
Rebecca is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Rebecca has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rebecca K. Galliford's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2014
Experience
June 30, 2011 - Present
MANNING & NAPIER ADVISORS, LLC
Office #1: 290 Woodcliff Drive, Fairport, NY 14450May 13, 2011 - Present
MANNING & NAPIER INVESTOR SERVICES, INC.
Office #1: 290 Woodcliff Drive, Fairport, NY 14450November 5, 2010 - March 11, 2011
WADDELL & REED
Primary Firm SEC Registration
MANNING & NAPIER ADVISORS, LLC
CRD#: 105992 / SEC#: 801-10733
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/18/2024)
(1/9/2024)
(3/7/2022)
(5/19/2022)
(6/11/2021)
(1/9/2024)
(6/30/2011)
(6/11/2021)
(1/9/2024)
(1/9/2024)
(7/29/2021)
(1/9/2024)
(6/11/2021)
(5/18/2022)
(1/10/2024)
(6/11/2021)
(5/13/2011)
(6/15/2021)
(1/9/2024)
(1/10/2024)
(1/4/2022)
(6/11/2021)
(1/6/2023)
(5/18/2022)
(1/9/2024)
(1/9/2024)
(6/11/2021)
(7/30/2021)
(1/9/2024)
Exams
FINRA
Current Firm
MANNING & NAPIER ADVISORS, LLC
CRD#: 105992 / SEC#: 801-10733
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,279 |
| AUM (Assets Under Management) | $ 18,406,580,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/23/2024 | ||
| 12/21/2023 | ||
| 11/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MANNING & NAPIER ADVISORS, LLC
CRD#: 105992Fairport, NY 14450TRUST BUT VERIFY
Monitor Rebecca Galliford
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